SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person*
| C/O MSP RECOVERY, INC. |
| 2701 S LE JEUNE ROAD, FLOOR 10 |
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year)
05/23/2022
|
3. Issuer Name and Ticker or Trading Symbol
MSP Recovery, Inc.
[ MSPR ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
X |
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Chief Executive Officer |
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
| X |
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| LLC Units |
|
|
Class A Common Stock |
2,119,157,566
|
|
I |
See Footnotes
|
1. Name and Address of Reporting Person*
| C/O MSP RECOVERY, INC. |
| 2701 S LE JEUNE ROAD, FLOOR 10 |
(Street)
|
1. Name and Address of Reporting Person*
| C/O MSP RECOVERY, INC. |
| 2701 S LE JEUNE ROAD, FLOOR 10 |
(Street)
|
1. Name and Address of Reporting Person*
| C/O MSP RECOVERY, INC. |
| 2701 S LE JEUNE ROAD, FLOOR 10 |
(Street)
|
1. Name and Address of Reporting Person*
| C/O MSP RECOVERY, INC. |
| 2701 S LE JEUNE ROAD, FLOOR 10 |
(Street)
|
| Explanation of Responses: |
|
|
|
|
|
|
| Remarks: |
|
|
See Exhibit 99.1 for signatures |
06/02/2022 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these present, that the undersigned hereby constitutes and
appoints Alexandra Plasencia and Jorge Lopez, with full power of substitution,
the undersigned's true and lawful attorney-in-fact to:
1. prepare and execute in the undersigned's name and on the
undersigned's behalf, and submit to the U.S. Securities and
Exchange Commission (the "SEC") a Form ID, including amendments
thereto, and any other documents necessary or appropriate to
obtain or update codes and passwords enabling the undersigned to
make electronic filings with the SEC of reports required by
Section 16(a) of the Securities Exchange Act of 1934 or any rule
or regulation of the SEC;
2. prepare, execute, acknowledge, deliver and file for and on
behalf of the undersigned with respect to MSP Recovery, Inc.
(f/k/a Lionheart Acquisition Corp. II), a Delaware corporation
(the "Company"), Schedules13D and 13G and Forms 3, 4, and 5 with
the SEC, any national securities exchanges and the Company, in
accordance with Sections 13 and 16(a) of the Securities Exchange
Act of 1934 and the rules thereunder;
3. do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and
execute any such Schedules 13D or 13G or Forms 3, 4, or 5,
prepare, execute, and acknowledge any amendment or amendments
thereto, and timely deliver and file such form with the SEC and
any stock exchange or similar authority; and
4. take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of such attorney-in-fact,
may be of benefit to, in the best interest of, or legally
required by, the undersigned, it being understood that the
documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as such
attorney-in-fact may approve in such attorney-in-fact's
discretion.
The undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact, or
such attorney-in-fact's substitute or substitutes, shall lawfully do or cause
to be done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorney-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming any of the undersigned's responsibilities to comply
with Sections 13 and 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorney-in-fact.
[Signature Page Follows]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 13th day of May, 2022.
Very truly yours,
/s/ John H. Ruiz
-------------------------------
Name: John H. Ruiz
POWER OF ATTORNEY
Know all by these present,that the undersigned hereby constitutes and
appoints Alexandra Plasencia and Jorge Lopez, with full power of substitution,
the undersigned's true and lawful attorney-in-fact to:
1. prepare and execute in the undersigned's name and on the undersigned's
behalf, and submit to the U.S. Securities and Exchange Commission (the
"SEC") a Form ID, including amendments thereto, and any other documents
necessary or appropriate to obtain or update codes and passwords enabling
the undersigned to make electronic filings with the SEC of reports
required by Section 16(a) of the Securities Exchange Act of 1934 or any
rule or regulation of the SEC;
2. prepare, execute, acknowledge, deliver and file for and on behalf of the
undersigned with respect to MSP Recovery, Inc. (f/k/a Lionheart
Acquisition Corp. II), a Delaware corporation, a Delaware corporation (the
"Company"), Schedules13D and 13G and Forms 3, 4, and 5 with the SEC, any
national securities exchanges and the Company, in accordance with Sections
13 and 16(a) of the Securities Exchange Act of 1934 and the rules
thereunder;
3. do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Schedules
13D or 13G or Forms 3, 4, or 5, prepare, execute, and acknowledge any
amendment or amendments thereto, and timely deliver and file such form
with the SEC and any stock exchange or similar authority; and
4. take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of
benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions
as such attorney-in-fact may approve in such attorney-in-fact's
discretion.
The undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorney-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming any of the undersigned's responsibilities to comply
with Sections 13 and 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorney-in-fact.
[Signature Page Follows]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 13th day of May, 2022.
Very truly yours,
/s/ Mayra Ruiz
------------------------
Name: Maya Ruiz
Exhibit 99.1
Joint Filer Information
Name of Joint Filer: John H. Ruiz
Address of Joint Filer: c/o MSP Recovery, Inc.
2701 S Le Jeune Road, Floor 10
Coral Gables, Florida 33134
Issuer Name and Ticker or Trading Symbol: MSP Recovery, Inc. [MSPR]
Relationship of Reporting Person(s) to Issuer: Chief Executive Officer;
Director; 10% Owner
Date of Event Requiring this Statement
(Month/Day/Year): 5/23/22
Designated Filer: John H. Ruiz
Signature:
/s/ John H. Ruiz
----------------
John H. Ruiz
Date: 6/2/22
Exhibit 99.1
Joint Filer Information
Name of Joint Filer: Ruiz Group Holdings Limited, LLC
Address of Joint Filer: c/o MSP Recovery, Inc.
2701 S Le Jeune Road, Floor 10
Coral Gables, Florida 33134
Issuer Name and Ticker or Trading Symbol: MSP Recovery, Inc. [MSPR]
Relationship of Reporting Person(s) to Issuer: 10% Owner; Director by
Deputization
Date of Event Requiring this Statement
(Month/Day/Year): 5/23/22
Designated Filer: John H. Ruiz
Signature:
RUIZ GROUP HOLDINGS LIMITED, LLC
By: /s/ John H. Ruiz
-----------------
Name: John H. Ruiz
Title: Manager
Exhibit 99.1
Joint Filer Information
Name of Joint Filer: Jocral Family LLLP
Address of Joint Filer: c/o MSP Recovery, Inc.
2701 S Le Jeune Road, Floor 10
Coral Gables, Florida 33134
Issuer Name and Ticker or Trading Symbol: MSP Recovery, Inc. [MSPR]
Relationship of Reporting Person(s) to Issuer: 10% Owner; Director by
Deputization
Date of Event Requiring this Statement
(Month/Day/Year): 5/23/22
Designated Filer: John H. Ruiz
Signature:
JOCRAL FAMILY LLLP
By: John H. Ruiz Revocable Living Trust
Title: General Partner
/s/ John H. Ruiz
----------------
By: John H. Ruiz
Title: Co-Trustee
Exhibit 99.1
Joint Filer Information
Name of Joint Filer: John H. Ruiz Revocable
Living Trust
Address of Joint Filer: c/o MSP Recovery, Inc.
2701 S Le Jeune Road, Floor 10
Coral Gables, Florida 33134
Issuer Name and Ticker or Trading Symbol: MSP Recovery, Inc. [MSPR]
Relationship of Reporting Person(s) to Issuer: 10% Owner; Director by
Deputization
Date of Event Requiring this Statement
(Month/Day/Year): 5/23/22
Designated Filer: John H. Ruiz
Signature:
JOHN H. RUIZ REVOCABLE LIVING TRUST
/s/ John H. Ruiz
----------------
By: John H. Ruiz
Title: Co-Trustee
Exhibit 99.1
Joint Filer Information
Name of Joint Filer: Mayra Ruiz
Address of Joint Filer: c/o MSP Recovery, Inc.
2701 S Le Jeune Road, Floor 10
Coral Gables, Florida 33134
Issuer Name and Ticker or Trading Symbol: MSP Recovery, Inc. [MSPR]
Relationship of Reporting Person(s) to Issuer: 10% Owner; Director by
Deputization
Date of Event Requiring this Statement
(Month/Day/Year): 5/23/22
Designated Filer: John H. Ruiz
Signature:
/s/ Alexandra M. Plasencia
--------------------------
Attorney-in-fact for Mayra Ruiz
Date: 6/2/22
